Regulatory, Privacy & Compliance
Financial Services Compliance.
AFSL/ACL applications, ongoing obligations and ASIC reporting.
Fixed feeFree consultation
Pricing
From $15,000 – $60,000.
Indicative ranges. We confirm a fixed fee in writing before any work starts — based on your specific situation.
AFSL / ACL application
Compliance manual & training
What you get
- ●Licensing application
- ●Compliance manual
- ●Ongoing support
Who it's for
FintechsBrokersAdvisers
Risks of doing nothing
What you're up against.
- ⚠Regulator penalties (ASIC/ACCC/OAIC)
- ⚠Director liability
- ⚠Loss of licence / authorisation
- ⚠Class action exposure
Commercial justification
Why it's worth the spend.
- →Scoped fixed fee — predictable cash impact
- →Reduces director and personal liability exposure
- →Investor / acquirer DD-ready paperwork
- →Faster decisions; less management distraction
Frequently asked
Questions, answered.
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